Compliance and Regulatory Support
Leveraging over 17 years of experience in the securities regulation and litigation fields in Canada and the United States, both in-house and in private practice, Robert Keller** offers customized legal services, including regulatory and compliance support, through a "virtual law office" ("VLO"), at a fraction of the cost of most Bay Street and Wall Street law firms, and even many compliance consulting firms.
We believe that all securities dealers and marketplaces—regardless of size—deserve the same high-end external legal and compliance support as large firms. That's what Robert Keller - Legal Counsel offers: exceptional legal and consulting services, in the securities regulation space, at an affordable cost.
Robert Keller quoted in Investment Executive re: new FP Canada rule
IIROC Board grants TD Waterhouse CRM2 exemption
Robert Keller quoted in Investment Executive on Transaction Fee Pilot
CSA seeks comment on proposed merger of IIROC and MFDA