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CONTACT US

 

 

​Please visit our "CONTACT" page for information on how to get in touch

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PRACTICE AREAS

 

  • Securities Law
  • Compliance and Regulatory  Support
  • Enforcement Defence

 

The Firm

Leveraging over 18 years of experience in the securities regulation and litigation fields in Canada and the US, both in-house and in private practice, Robert Keller** offers customized legal services, including regulatory and compliance support, through a "virtual law office" ("VLO"), at a fraction of the cost of most Bay Street and Wall Street law firms, and even many compliance consulting firms.

Our Philosophy

We believe that all securities dealers and marketplaces—regardless of size—deserve the same high-end external legal and compliance support as large firms. That's what Robert Keller - Legal Counsel offers: exceptional legal and consulting services, in the securities regulation space, at an affordable cost.

 

News

11-23-2020

Robert Keller quoted in Investment Executive re: new FP Canada rule

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07-16-2020

IIROC Board grants TD Waterhouse CRM2 exemption

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07-02-2020

Robert Keller quoted in Investment Executive on Transaction Fee Pilot

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06-25-2020

CSA seeks comment on proposed merger of IIROC and MFDA

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