CONTACT US

 

 

​Please visit our "CONTACT" page for information on how to get in touch

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PRACTICE AREAS

 

  • Securities Law
  • Compliance and Regulatory  Support
  • Enforcement Defence

 

The Firm

Leveraging over 18 years of experience in the securities regulation and litigation fields in Canada and the US, both in-house and in private practice, Robert Keller** offers customized legal services, including regulatory and compliance support, through a "virtual law office" ("VLO"), at a fraction of the cost of most Bay Street and Wall Street law firms, and even many compliance consulting firms.

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Our Philosophy

We believe that all securities dealers and marketplaces—regardless of size—deserve the same high-end external legal and compliance support as large firms. That's what Robert Keller - Legal Counsel offers: exceptional legal and consulting services, in the securities regulation space, at an affordable cost.

 

News

11-23-2020

Robert Keller quoted in Investment Executive re: new FP Canada rule

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07-16-2020

IIROC Board grants TD Waterhouse CRM2 exemption

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07-02-2020

Robert Keller quoted in Investment Executive on Transaction Fee Pilot

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06-25-2020

CSA seeks comment on proposed merger of IIROC and MFDA

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