Tel: (416) firstname.lastname@example.org
Compliance and Regulatory Support
Leveraging more than 12 years of experience in the securities regulation and litigation fields, both in house and in private practice, Robert Keller - Legal Counsel is a boutique law firm, based in Toronto, ON, offering customized legal counsel, including regulatory and compliance support, at a fraction of the cost of most Bay Street law firms, and even many compliance consulting firms.
Omega subject to a possible suspension by the OSC
Another op-ed published in the Globe and Mail
Decision of the OSC in the Finkelstein insider trading case is upheld in part, reversed in part on appeal
We believe that all securities dealers in Canada--regardless of size--deserve the same high-end external legal and compliance support as large dealers. That's what the Keller firm offers: oustanding legal and consulting services, in the securities regulation space, at an affordable cost.