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Compliance and Regulatory Support
Leveraging more than 12 years of experience in the securities regulation and litigation fields, both in house and in private practice, Robert Keller - Legal Counsel is a boutique law firm, based in Toronto, ON, offering customized legal counsel, including regulatory and compliance support, at a fraction of the cost of most Bay Street law firms, and even many compliance consulting firms.
We believe that all securities dealers in Canada--regardless of size--deserve the same high-end external legal and compliance support as large dealers. That's what the Keller firm offers: oustanding legal and consulting services, in the securities regulation space, at an affordable cost.
Omega subject to a possible suspension by the OSC
Another op-ed published in the Globe and Mail
Decision of the OSC in the Finkelstein insider trading case is upheld in part, reversed in part on appeal